POHNPEI LAW REPORTS
VOL. 3
[3 PN.L.R. 336]
DEXTER WEITAL and
KADALINO DAMARLANE,
Plaintiffs
v.
ANNES LEBEN, in his capacity as
SPEAKER OF POHNPEI STATE LEGISLATURE,
Defendant
Pohnpei Civil Action No. 71-87
Trial Division of the Pohnpei Supreme Court
February 24, 1989
Action for a declaratory judgment that the Speaker of the Pohnpei
State Legislature, had a duty pursuant to the Pohnpei State Legislature
Rules of Order (SL-1L-74-86), and the Legislature's Manual of
Administration to cause a resolution to be prepared for submission to the
Legislature for the implementation of a pay raise mandated for the benefit
of the plaintiffs by statute.
The issues for determination were:
(1) whether the Pohnpei Supreme Court could enter a declaratory judgment against the Pohnpei Legislature in a case in which the Legislature was the defendant;
(2) whether the doctrine of separation of powers precluded the Pohnpei Supreme Court from hearing a case in which relief was sought against the Pohnpei Legislature or its official;
(3) whether the Pohnpei Legislature's Manual of Administration had any legal status, and if so what status;
(4) whether upon proper interpretation of the State Comprehensive Budget Act of 1986, S.L. 1L-74-86, the plaintiffs were entitled to any pay raise; and
[3 PN.L.R. 337]
(5)
whether the Speaker of the Pohnpei Legislature had a duty to
implement pay raises allegedly granted to the plaintiffs under S.L.
1L-74-86.
The Trial Division of the Pohnpei Supreme Court, YOSTER CARL; Associate Justice, held that:
1. the Court had power to enter a declaratory judgment against the Speaker of the Pohnpei Legislature;
2. the Court was not precluded by the doctrine of separation of powers from determining the constitutionality of legislation or legislative construction, nor did the doctrine provide a shield protecting the legislative branch and its officers from judicial process where the performance of their ministerial duties was in issue;
3. the
Legislature Manual of Administration to the extent to which its provisions were not statutory was in the nature of administrative regulations with no force and effect of a statute;
4. on the proper construction of the Comprehensive Budget Act of 1986, S.L. 1L-74-86, the intent of the Legislature was to award pay raises to the plaintiffs as expressed in Standing Finance Committee Report No. 20 of April 5, 1986; and
5. the Speaker had a duty to implement the pay raises awarded to the plaintiffs pursuant to the Comprehensive Budget Act of 1986, S.L. 1L-74-86, in accordance with Standing Committee Report No. 20 of April 5, 1986.
1. Law - Sources of Pohnpel Law
In the absence of any Pohnpei law in a case the Court may look to other jurisdictions for guidance on any rule of law.
2. Judgments - Declaratory Judgments - Courts - Powers
The Court has power to grant reliefs in the form of declaratory judgments (S.L. 2L-160-82, Section 22)
[3
PN.L.R. 338]
3. Statutes - Construction - Judgments - Declaratory Judgments
A plaintiff who seeks a declaratory judgment under section 22 of the Judiciary Act of 1982, S.L. 2L- 160-82, need not bring a second law suit if he is successful as where the defendant refuses to abide by the Court's ruling the plaintiff will have the right to seek mandatory relief based on the declaratory judgment after reasonable notice.
4. Constitutional Law - Governmental Powers - Separation of Powers
The granting of a declaratory judgment by the Court against an official of the Legislature does not draw the two branches of government into confrontation, and the Court cannot shirk its constitutional duty to exercise according to law the judicial power vested in it by Article 10, Section 1, of the Pohnpei Constitution.
5. Constitutional Law - Governmental Powers - Separation of Powers
Under the theory of separation of powers of government, legislative, executive, and judicial powers of each branch must be preserved to it.
6. Constitutional Law - Governmental Powers - Separation of Powers
It is one of the fundamental principles of government that the legislative and judicial powers shall be separate.
7. Constitutional Law - Governmental Powers - Separation of Powers
The separation of the legislative, executive and judicial powers, the independence of one from the other, and the requirement that one department shall not exercise or encroach upon the powers of the others is fundamental to our [State] government.
8. Constitutional Law - Government Powers - Separation of Powers
Under the constitutional division of government powers, the executive cannot exercise judicial or legislative power, the judiciary cannot be clothed with executive or legislative power, and the legislature cannot exercise the functions of the executive or the judicial department, and the officers of any branch of government may not usurp or exercise the powers of either of the others.
[3 PN.L.R. 339]
9. Constitutional Law - Governmental Powers - Separation of Powers
The doctrine of separation of powers and the independence of each branch to carry out its constitutional functions carries with it a responsibility of each branch to cooperate with the other branches to accomplish the purpose of each constitutional provision; and each branch in exercising its prerogatives and authority, must have regard for the prerogatives and authority of the others. For any one of the three equal and coordinate branches of government to police or supervise the operations of the others strikes at the very heart and core of the entire structure.
10. Constitutional Law - Governmental Powers - Separation of Powers
The completeness of the separation of the three departments and their mutual independence does not extend to the point that those in authority in one department can ignore and treat the acts of those in authority in another department, done pursuant to the authority vested in them, as nugatory and not binding on every department of the state government since each department is to a limited extent affected by the action of the other departments.
11. Constitutional Law - Governmental Powers - Separation of Powers
The limited control a department of the State may have over the other departments is illustrated by the power of the legislative department to enact laws by which both the other departments are controlled and bound; the qualified power of the chief executive to veto legislation, and his right to convene the legislature when he chooses, and his power to grant pardons the exercise of which may practically annul the judgments of the judiciary in certain cases.
12. Constitutional Law - Governmental Powers - Separation of Powers
The true meaning of the doctrine of separation of powers seems to be that the whole power of one department should not be exercised by the same hands which possess the whole power of either of the departments, and that no one department ought to possess directly or indirectly an overriding influence over the others.
[3 PN.L.R. 340]
13. Constitutional Law - Governmental Powers - Separation of Powers
The doctrine of separation of powers should be applied only to the powers which because of their nature are assigned by the constitution itself to one of the departments exclusively.
14. Constitutional Law - Governmental Powers - Separation of Powers
The application of the doctrine of separation of powers does not necessarily follow that an entire and complete separation is either desirable or intended, for suph a complete separation would be impracticable if not impossible, for there may be - and frequently are - areas in which executive, legislative, and judicial powers blend or overlap; and many officers whose duties cannot be exclusively placed under any one of these heads.
15. Constitutional Law - Governmental Powers - Separation of Powers
The modern view of separation of powers rejects the metaphysical abstractions and reverts instead to a more pragmatic, flexible, functional approach, giving recognition to the fact that there may be a certain degree of blending or admixture of the three powers of government.
16. Constitutional Law - Governmental Powers - Separation of Powers
The doctrine of separation of powers has never been strictly or rigidly applied, and indeed could not be, to all the ramifications of state or national government, for government would prove abortive if it were attempted to follow the policy of separation to the letter.
17. Constitutional Law - Governmental Powers - Separation of Powers
By the doctrine of separation of powers though the legislative, judicial and executive functions are vested in different departments, one department may perform acts which, in substance, are of the character of another, but this may be done only when coupled with its own paramount power and in use of some discretion essential to its existence.
18. Constitutional Law - Governmental Powers - Separation of Powers
The doctrine of separation of powers implies a blending of powers of
[3 PN.L.R. 341]
government, in that the line of demarcation between the various departments of government is not distinct and cannot be clearly and distinctly drawn, nor can the various departments of government operate entirely distinct from and without connection or dependence upon each other.
19. Constitutional Law - Governmental Powers - Separation of Powers
There are certain powers of government which undoubtedly belong to certain of the departments provided by the constitution, such as the right to grant pardons or veto the act of the legislature which belongs to the executive department; the right to make laws, which belongs to the legislative department; and the right to construe laws and adjust controversies between citizens, which belongs to the judicial department, but there are many other powers which may properly be assigned to one or the other of two departments.
20. Constitutional Law - Governmental Powers - Separation of Powers
By the principle of separation of powers of government the Court cannot encroach upon the legislative functions of the Legislature; nor can it hazard any ruling upon questions which are exclusively or predominantly political in nature rather than judicial, whether or not they relate to the internal or external affairs of the Legislature.
21. Constitutional Law - Governmental Powers - Separation of Powers
By the principle of separation of powers of government the Court cannot control an action of the legislature with respect to duties involving the exercise of discretion.
22. Constitutional Law - Governmental Powers - Separation of Powers
Courts - Judicial Review of Legislation
Notwithstanding the limitations imposed on the functions of the Court by the principle of separation of powers, it is generally considered a judicial function not interfering with the prerogative of the legislature, to determine whether a statute enacted by the legislature is constitutionally valid, that is to engage in what is usually referred to as judicial review of legislation.
[3 PN.L.R. 342]
23. Constitutional Law - Governmental Powers -
Separation of Powers
Statute -Constitutionality
In deciding
the constitutionality of legislation, the courts are discharging their
habitual function of determining the applicable law and do not invade the
legislative field or usurp a non-judicial function. 24. Constitutional Law - Governmental Powers -
Separation of Powers
The Court will
not hazard to do what it is constrained by the doctrine of separation of
powers from doing, but the doctrine does not provide a shield protecting
the legislative branch and its officers from judicial process where the
duties to be performed are of a mere ministerial
character. 25. Constitutional Law - Governmental Powers -
Separation of Powers Courts - Mandamus
The courts
frequently enforce by mandamus ministerial duties not involving the
exercise of discretion which rest on legislative officers, including
presiding officers. 26. Constitutional Law - Governmental Powers -
Separation of Powers Courts - Mandamus
The hearing
and determination by the Court of a case seeking to enforce by mandamus
ministerial duties not involving the exercise of discretion which rest on
legislative officers, including the presiding officer, of the Pohnpei
Legislature does not violate the doctrine of separation of powers of
government and does not bring the judicial branch of the Pohnpei State
Government into any conflict with the legislative branch. 27. Constitutional Law - Statutes - Statute -
Making Procedure of the Pohnpei Legislature
A statute
begins as a bill and shall pass two readings on separate days to become
law; the second reading requires an affirmative vote of a majority of the
members of the Legislature without regard to vacancies, [3 PN.L.R. 343] and every bill
passed by the Legislature shall be certified by the presiding officer and
the Clerk and presented to the Governor for his approval or otherwise
(Pohnpei Constitution, Art 8, Sections 12 and 13) 28. Constitutional Law - Statutes - Legislature's
Manual of Administration - Status
The
Legislature's Manual of Administration, to the extent that its contents
are drawn from sources other than statutory sources, does not have the
same status as a statute passed in accordance with the mandates of the
Pohnpei Constitution, and are thus in the nature of administrative
regulations having been made pursuant to an enabling statute and adopted
by resolution of the Legislature. 29. Constitutional Law - Statute-making -
Resolution - Legislature's Manual of
Administration
A Legislature
resolution does not clothe the Legislatures' Manual of Administration with
the status of a statute, as resolutions are not the constitutional mode by
which statutes are enacted by the Pohnpei Legislature. 30. Statutes - Legislature's Manual of
Administration - Status
The admixture
of statutory with non-statutory provisions in the Legislature's Manual of
Administration does not give the entire Manual the status of a statute.
For the non-statutory provisions to have the force and effect of statute,
statute must not only authorize their making but also give those
provisions that effect as is usual with administrative
regulations. 31. Statutes - Legislature's Manual of
Administration - Status
Inasmuch as the enabling act D.L. 4L-39-76 does not
provide that the Legislature's Manual of Administration shall have the
force and effect of law, it follows that save in the case of the Manual's
statutory provisions and any Rules of Procedure contained therein which
have been made to have the force and effect of statute by law, the
contents of the Manual do not have the status of a
statute. [3 PN.L.R. 344] 32. Statutes - Construction
A statute is
open to construction only where the language used therein requires
interpretation or may reasonably be considered ambiguous. 33. Statutes - Construction - Legislative
Intent
Where no
ambiguity appears, it has been presumed conclusively that the clear and
explicit terms of a statute express the legislative
intention. 34. Statutes - Construction
A plain and unambiguous statute is to be applied, and
not interpreted, since such statute speaks for itself, and any attempt to
make it clearer is a vain labor and tends only to
obscurity. 35. Statutes - Construction -
Legislative Intent
The instrument by which the Legislature speaks its
will is the statute itself, accordingly in the construction of statutes it
is the legislative intent manifested in the statute that is of importance
and such intent must primarily be determined from the language of the
statute. 36. Statutes - Construction -
Legislative Intent
The Court may not speculate as to the probable intent
of the legislature apart from the words of the statute. For that reason a
statute is to be taken, construed and applied in the form
enacted. 37. Statutes -
Construction
A statute is ambiguous where the language used is
doubtful, has double meaning, is indistinct or uncertain in
meaning. 38. Statutes -
Construction
Uncertainty as to the meaning of a statute may arise
from the fact that giving a literal interpretation to the words would lead
to such unreasonable, unjust, impracticable, or absurd consequences as to
compel a conviction that they could not have been intended by the
legislature. [3
PN.L.R. 345] 39. Statutes - Construction -
Legislative Intent
In finding the legislative intent the safest starting
point is the statute itself, but it is by no means the safest stopping
point. 40. Statutes - Construction - Aids
to Construction
Before the true meaning of the statute can be
determined consideration must be given to the problem in society to which
the legislature addressed itself, prior legislative consideration of the
problem, the legislative history of the statute under litigation, and the
operation and administration of the statute prior tolitigation.
(Sutherland Statutory Construction, 3rd, Ed., Section
4505) 41. Statutes - Construction - Aids
to Construction
Statutory construction is a fact issue, therefore,
where available, the court should never exclude relevant evidence on that
issue of fact. (Sutherland Statutory Construction, 3rd. Ed., Section
4502.) 42. Statutes - Construction - Aids
to Construction - Legislative Intent
The legislative intent can be discovered only by
factual inquiry into the history of the enactment of the statute, the
background circumstances which brought the problem before the legislature,
the legislative committee reports, the statements of the committee
chairman and the course of the enactment. (Sutherland Statutory
Construction, 3rd Ed., Section 4506)
43. Statutes -
Construction
In construing a statute, the words of the particular
provision are to be interpreted in the light of the statute as a whole and
the courts may not by construction insert or supply a case omitted, or
contingency for which no provision is made, thereby giving force and
effect to the language of the statute when applied to a subject about
which nothing whatever is said and to all appearances was not in the minds
of the legislature at the time of the enactment of the
statute. [3
PN.L.R. 346] 44. Statutes - Construction - Courts
- Duty
The duty of the court when construing a statute is to
apply the law objectively as found and not to revise the statute by
insertions or omissions in its provisions. 45. Statutes - Construction -
Legislative Intent
The true legislative intent on budgetary general
appropriations cannot be determined without regard to the back ground
circumstances relating to the budget and the committee reports
thereon. 46. Statutes - Construction - Aids
to Construction
Use may be made by the courts of aids to the
construction of the meaning of words used in a statute even where, on
superficial examination, the meaning of the words seems clear. Thus to
arrive at the true meaning and purpose of Section 4-7 of S.L. 1 L-74-86
(the Comprehensive Budget Act of 1986) reference may be made to Standing
Finance Committee Report No. 20 of April 5, 1986, with reference tp the
bill for the act. 47. Evidence -
Presumptions
Where a Committee Report of the Legislature is in
issue and no evidence is led to show that the Committee's recommendations
were rejected by the Legislature, the Court would presume that the
Legislature accepted those recommendations. 48. Statutes - Construction - Aids
to Construction - Legislature's Intent
The mere failure to include in legislative form the
recommendations of a Committee of the Legislature as adopted by the
Legislature does not deprive those recommendations of their effect in
discovering the Legislature's intent in enacting the Comprehensive Budget
Act of 1986. 49. Courts - Powers
The Court may in its discretion address matters
pertinent to a litigation but which were not raised by the parties if it
is to do justice [3
PN.L.R. 347] according to law. 50. Statutes - Construction -
Legislature's Manual of Administration
Laws to be incorporated into the Legislature's Manual
of Administration under Section 1-5 (B) (2) of D.L.4L- 39-76 includes
relevant laws in force at the time of the compilation of the Manual and
all laws that are enacted from time to time pertaining to the management
and administration of the Legislature staff. 51. Statutes - Budgetary Statutes -
Incorporation Into Legislature's Manual of Administration
Budgetary statutes, including general appropriation
statutes, pertain to the management and administration of the governmental
branches and departments to which they relate, therefore in accordance
with the provisions of section 1-5 (B) (2) of D.L. 4L-39-76, the
Comprehensive Budget Act of 1986 shall be incorporated in the
Legislature's Manual of Administration, and thus the Manual and the Act
shall be read to gather. 52. Statutes - Construction -
Legislature's Manual of Administration Speaker of Legislature -
Administrative Responsibilities
By the Legislature's Manual of Administration the
Speaker, as Chief Executive of the Legislature, has the ultimate
responsibility for the management and administration of the Legislature
staff. It is his duty to implement or cause to be implemented any law,
resolution or directive pertaining to the management and administration of
the staff (including their remuneration.) Thus it is his mandatory duty to
implement or cause to be implemented any pay raises awarded by the
Legislature to employees of the Legislature, where the duty is merely
ministerial and does not call for the exercise of his judgment or
discretion. Counsel for
Plaintiffs: Roberta Lindberg,
Esq.
Micronesian
Legal Services Corporation
Kolonia, Pohnpei 96941 [3
PN.L.R. 348] Counsel for
Defendant: Daniel J. Berman, Esq.
Kolonia, Pohnpei 96941
YOSTER CARL, Associate Justice
A.
Introduction
This
case came on for hearing by me on January 13, 1989. The plaintiffs were
represented by Roberta J. Lindberg, Esq., of the Micronesian Legal
Services Corporation, and the defendant was represented by Daniel J.
Berman, Esq., having been represented at various times earlier by James
Hagerstrom, Esq. and Fred Ramp, Esq. In order that I may pass properly
upon the main issue and the other issues raised by the parties in this
case it is necessary to make a comprehensive statement of the material
facts of this case and in doing so, I must of course interpret the
evidence as strongly as is reasonably possible in support of the
judgment. B. Facts of the
Case
The
plaintiffs instituted this action on March 26, 1987, for a declaratory
judgment that the Speaker of the Pohnpei State Legislature, formerly
Ambros Senda and now Annes Leben, has a [3
PN.L.R. 349] duty pursuant to S.L. 1L-74-86,
the Pohnpei Legislature Rules of Order and the Legislature's Manual of
Administration to cause a resolution to be prepared for submission to the
Legislature for the implementation of a pay raise mandated for the benefit
of the plaintiffs by that statute. The
plaintiffs claim that their title to the increased salaries is based on
the Legislature's Committee on Finance Report No. 20 in reference to the
bill which was passed as S.L. No. 1L-74-86, which report placed them on
certain enhanced levels of pay. The
defendant contends that the Report of the Committee was only a
recommendation, and denies that he has any legal duty to have a resolution
prepared for submission to the Legislature for the purpose of implementing
the increases. He requested the Court to dismiss the application for a
declaratory judgment on the grounds that the plaintiffs had not exhausted
their administrative remedy, that the plaintiffs are seeking an advisory
opinion, and that under the doctrine of separation of powers, the judicial
branch of government should not put itself in the position to issue a
declaratory judgment defining the rights of the plaintiffs, as such
a [3
PN.L.R. 350] judgment, were it to be given,
would then proceed to some compelling order, mandamus in nature, and would
be a blatant violation of the doctrine of separation of powers. The
defendant accordingly brought a motion to dismiss which I
denied. After a
lapse of time and before the case could be heard on its merits counsel for
the parties filed a Settlement Agreement dated April 14, 1988, by which
the plaintiffs agreed to dismiss the action upon the payment by the
defendant of the back salaries in specified amounts by certain dates. The
defendant appears to have repudiated this agreement and the plaintiffs do
not seem to be enforcing it. I shall therefore say no more about
it.
Notwithstanding the said agreement, the defendant filed
a motion on July 6,1988, asking the Court to dismiss the case on the
ground that he had done what the plaintiffs wanted, namely the
introduction of the resolution required to implement S.L. 1L-74-86 which
they alleged awarded them the pay increases, and that there was no longer
any controversy between the parties to be resolved by the Court. He said
the question was moot. At this
turn of the case the plaintiffs on July 14, 1988, filed a [3
PN.L.R. 351] motion opposing the defendant's
motion to dismiss, and for leave to file an Amended and Supplemental
Complaint. They contended that not until they had received the pay raise
they were seeking the controversy was not moot. On July
29,1988, this Court denied the defendant's motion to dismiss, and granted
the plaintiffs' motion opposing dismissal and for leave to file an Amended
and Supplemental Complaint. The
plaintiffs' Amended and Supplemental Complaint allege among other things
that:
"9. On April 5, 1986, the Pohnpei
Legislature Committee on Finance submitted its Standing Committee Report
No. 20 in reference to the bill referred to in paragraph 6
above.
10. The Legislature adopted the bill
referred to in paragraph 6 above in the form recommended by its Committee
on Finance.
11. When the bill referred to in paragraph 6
above became law, it was designated S.L. 1L-74-86.
12. S.L. 1L-74-86 authorized for expenditure
and appropriated funds for the operation of the Division of Legislative
Counsel of the Office of the Legislature. [3
PN.L.R. 352]
13. S.L. No. 1L-74-86 authorized for
expenditure and appropriated funds to provide for an increase of six pay
levels for each of the plaintiffs, beginning with the start of the fourth
quarter of fiscal year 1986 (July 1, 1986).
14. The Committee on Finance report referred
to in paragraph 9 above specified that plaintiff WEITAL be placed on step
3 of pay level 19, and that plaintiff DAMARLANE also be placed on Step 3
of pay level 19. Pay levels are determined in accordance with the Pohnpei
Government Salary Conversion Act of 1985, S.L. No. 1L-71-86, section
2-1.
15. Defendant ANNES LEBEN, as Speaker of the
Pohnpei Legislature, is responsible for the functioning of the Legislative
staff, including the Division of the Legislative Counsel where plaintiff
WEITAL is employed and where plaintiff DAMARLANE was
employed.
16. As Speaker of the Legislature, Defendant LEBEN
has a legal duty pursuant to S.L 1L-74-86 to implement the pay increases
for plaintiffs beginning July 1, 1986.
17. Defendant LEBEN has failed and refused to
implement [3
PN.L.R. 353] the pay increase for plaintiffs
beginning July 1,1986.
18. Plaintiffs have not received the salary
increases to which they were entitled as of July 1, 1986, and therefore
have been damaged by defendant LEBEN's failure to perform his legal
duty.
19. In April, 1988, the Pohnpei Legislature
authorized and appropriated funds forthe purpose of settling this lawsuit
by paying the plaintiffs the back wages to which they are
entitled.
20. Plaintiffs are entitled to judgment
declaring that defendant LEBEN has a legal duty to implement the pay raise
for plaintiffs beginning July 1, 1986.
WHEREFORE, plaintiffs pray
for an order:
1. Declaring
their rights as set forth in this complaint;
2. Declaring
defendant's duties as set forth in this complaint;
3. Ordering
such further relief as the Court may deem just and
equitable."
Following the filing of the Amended and Supplemental
Complaint the plaintiffs filed on September 1, 1988, a motion for summary
judgment declaring that the defendant has a legal duty, [3
PN.L.R. 354] pursuant to S.L. 1L-74-86 to
increase the pay of plaintiff Weital to $526.30 bi-weekly and to pay
plaintiffs' back, pay as follows:
1. To Damarlane, the sum of $2,436.68,
and
2. To
Weital, the sum of $9,802.75 through September 2, 1988. The plaintiffs'
argument in support of this motion is that there is no genuine issue as to
material fact as the facts of the case, which are in most instances
matters of public record, have not changed, except the amounts of back pay
sought by the plaintiffs. These amounts were computed by comparing the
amounts each plaintiff actually received with the amounts each would have
received had the pay raises they seek been implemented on July 1,
1986. This
method of computation was accepted by the defendant when the settlement
agreement dated April 14, 1988, was prepared. In this connection, the
plaintiffs further argue that they are entitled to judgment as a matter of
law. They seekto enforce a pay raise which they believe is required by the
1986 Budget Act. They aver that the statute itself authorizes and
appropriates funds for governmental functions. Section 4-7(1) provides the
sum of $126,800 for not more than 11 personnel in the Division
of [3
PN.L.R. 355] Legislative Counsel of the
Office of the Legislature. They go on to say, that "Examined in isolation,
the statute itself does not indicate how the $126,800 figure was arrived
at, or what it is intended to be used for, other than personnel cost," but
section 47 of Standing Committee Report No. 20 dated April 5, 1986, which
is central to this case shows the clear intent of the Legislature to
provide the necessary funds to raise the pay of the plaintiffs. What this
Report contains appears at a later point in this Opinion.
However, the plaintiffs say that in the Report they are
identified by name and the report indicates the exact pay level and step
each of them should be assigned. The Legislature after considering this
report adopted the 1986 Budget Act in exactly the form recommended by the
Finance Committee without any changes at all in the language and amounts.
They submit that any doubt whatsoever, if any, as to the Legislature's
intention concerning the pay level of the plaintiffs was removed when the
Legislature adopted the 1988 Budget Act, 2L-5-88, as Section 4-7 (5) of
that Act includes a provision for $45,000 for "All Others," a sum out of
which according to Standing Committee Report No. 22, $25,000 is allocated
to "court settlement costs." They further submit that what [3
PN.L.R. 356] the Legislature required in 1986
had now been reaffirmed in 1988, that is they should receive a raise in
pay to eliminate a disparity in their compensation. They thus urge the
Court to enter summary judgment in their favor. The
defendant in his answer to the plaintiffs' first Amended and Supplemental
Complaint denies;
(1) that this Court has jurisdiction
over this case under the Pohnpei
State Constitution, Article 10, Section 4, and the Pohnpei Judiciary
Act, 2L-160-82, Section 20, as amended by 3L-6-84, Section
1;
(2) that this Court has jurisdiction to enter
a declaratory judgment, pursuant to the Pohnpei State Judiciary Act,
2L-160-82, Section 22;
(3) that S.L. 1L-74-86 authorized for expenditure
and appropriated funds to provide for an increase of six pay levels for
each of the plaintiffs, beginning with the start of the fourth quarter of
fiscal year 1986 (July 1, 1986);
(4) that the Committee on Finance report referred to in
paragraph 9 of the plaintiffs' first amended and supplemental complaint
specified that plaintiff Weital [3
PN.L.R. 357] be placed on step 3 of pay level 19, and that
plaintiff Damarlane also be placed on step 3 of pay level 19 in accordance
with the Pohnpei Government Salary Conversion Act of 1985, S.L. 1 L-71-86,
Section 2-1;
(5) that as speaker of the Legislature, defendant
Leben has a legal duty pursuant to S.L. 1L-74-86 to implement the pay
increase for plaintiffs beginning July 1, 1986;
(6) that defendant Leben has failed and refused to
implement the pay increase forthe plaintiffs beginning July 1,
1986;
(7) that the plaintiffs have not received the
salary increases to which they were entitled as of July 1, 1986, and
therefore have been damaged by defendant Leben's failure to perform his
legal duty;
(8) that in April, 1988, the Pohnpei Legislature
authorized and appropriated funds for the purpose of settling this lawsuit
by paying the plaintiffs the back wages to which they are entitled;
and
(9) that the plaintiffs are entitled to judgment
declaring [3
PN.L.R. 358] that defendant Leben has a legal duty to implement
the pay raise for the plaintiffs beginning July 1, 1986. The
defendant, further, puts up the following affirmative
defenses:
(1) that the plaintiffs fail to state a claim upon which
relief may be granted;
(2) that the Court is without jurisdiction in matters of
political questions; and
(3) that the Court is without jurisdiction in
matters that are moot for which there is no case or
controversy. Then,
on December 23, 1988, the defendant filed a motion in reply to the
plaintiffs' motion for summary judgment and a cross motion for summary
judgment. In his motion in reply he requested the Court to deny the
plaintiffs' motion, contending that S.L.1 L-7486, standing alone, imposes
no legal duty on the defendant to increase the pay of plaintiff Weital and
to provide back pay to the plaintiffs, and that the plaintiffs' request
for Declaratory Judgment against the defendant that he has a legal duty to
implement pay raises forthe plaintiffs will afford no real remedy to the
plaintiffs and [3
PN.L.R. 359] is merely an effort to avoid the
legal principle of separation of powers between the branches of government
as set forth in People of Kapingamarangi v.
Pohnpei Legislature, PCA No. 188-85 (Pon. Tr.Div.2/4/85). And in his
cross-motion for summary judgment, the defendant urges the Court pursuant
to Rule 5 (c) of the Pohnpei Rules of Civil
Procedure to grant an order declaring that the defendant has no duty,
legal or otherwise, to increase the pay of plaintiff Weital or to pay
plaintiff Damarlane for any alleged increases from their assigned grade
levels. The
defendant argues that no statute or resolution has been adopted by the
Legislature that overrides, repeals or modifies D.L. 4L-39-76,
establishing the Manual of Administration that is the exclusive governing
authority over the employees of the Pohnpei Legislature, and that the 1986
Budget Act, S.L. 1L-74-86, imposes no legal duty on the defendant to
increase the pay of, or provide back pay to the plaintiffs as it is silent
on this point. Further, the Act is silent regarding changes in the Manual
of Administration, therefore the Act is absolutely no authority for a duty
of the Legislature "to pay" the plaintiffs. The defendant thus asserts
that the Budget Act of 1986 appropriation falls far short of legislative
intent to [3
PN.L.R. 360] mandate a large increase in
grade and pay to the aides. He maintains that if the Court needs to
lookfurther because the Budget Act is vague, then it could look at SCREP
No. 20 for guidance in understanding the Budget Act. However, since no
reference or discussion of the legislative aides' pay and grade levels
ever exists in the statute, there is no need to look at the Committee
Report, which is mere surplusage. He goes on to say that the Committee
report is only a secondary authority that does not have the force and
effect of law and that it only recommends a
change in the aides. compensation and is no authority for "duty" on the
Legislature "to pay" because the Committee is only a part of the
Legislature and its report is only the opinion of a part of the elected
body. The defendant, further, argues that since the actual bill (referring
to S. L, 1L-74-86), did not repeat the recommendations of the Committee,
and the bill never changed the aides' position or salary classification,
the intent of the 1986 Budget legislation taken together is nothing more
than to provide the Legislative Counsel Division with operating funds for
them to distribute in their discretion in accordance with their existing
law. And given that the aides could not obtain even the approval of their
immediate supervisor or Speaker [3
PN.L.R. 361] of higher grades and pay, the
plaintiffs cannot enforce any rights based on a Committee Report's
"recommendations". On the
other hand the plaintiffs argue that the Committee Report provides clear
and unequivocal (and uncontradicted) evidence of the Legislature's intent
in appropriating a specific amount of funds for the Legislative Counsel
Division's personnel account. C. The Issues and Conclusions
of Law
The
issues, as I see them, for determination in this case are:
(1) whether the Pohnpei Supreme Court
may enter a Declaratory Judgment against the Pohnpei Legislature in a case
in which the Legislature is the defendant;
(2) whether the doctrine of separation
of powers precludes the Pohnpei Supreme Court from hearing a case in which
relief is sought against the Pohnpei Legislature or its
official;
(3) whether the Pohnpei Legislature's
Manual of Administration has any legal status, and if so what
status;
(4) whether upon proper interpretation
of the State Comprehensive Budget Act of 1986, S.L. 1L-74-86, the
plaintiffs are [3
PN.L.R. 362] entitled to any pay raise;
and
(5) whether the Speaker of the Pohnpei
Legislature has a duty to implement pay raises allegedly granted to the
plaintiffs under S.L. 1L-74-86. [1] I now address these issues
one by one having regard to the submissions of the parties. As has been
the practice of this Court I shall, in the absence of a Pohnpei law, look
to other jurisdictions for guidance on any rule of law where the nature of
this case requires. (1) Declaratory
Judgment
The
plaintiffs in this action seek relief in the nature of a Declaratory
Judgment. But the defendant contends that granting their request would in
reality not afford the plaintiffs all the relief they seek and would need
to file a subsequent suit in order to receive the money they believe they
are owed. To use the defendant's words "It is at this juncture that the
time honored doctrine of separation of powers between the branches [of
government] will come into play. This is true because the plaintiffs will
necessarily be seeking an order of this Court which will
permit [3
PN.L.R. 363] them to reach into and interfere
with the inner political workings of the Pohnpei Legislature." The
defendant took the liberty to remind this Court that it has in the past
been very sensitive and alert to avoid political entanglement with the
Legislature when this Court ruled against its authority to enter an Order
of Mandamus against the Pohnpei Legislature in the case of People of Kapingamarangi v. Pohnpei Legislature
PCA 188-85 (Pon. Tr. Div. 2/4/88). This position is, of course, challenged
by the plaintiff. [2] The Court finds no
difficulty with the relief sought by the plaintiffs. The Pohnpei Judiciary
Act of 1982, S.L. 2L-160-82, as amended empowers this Court to grant
reliefs in the form of declaratory judgments. The statute provides in
pertinent part: In a case of actual controversy within its
jurisdiction, any court of this State, upon the filing of an appropriate
pleading, may declare the rights and other legal relations of any
interested party seeking such declaration, whether
or not further relief is or could be sought. Any such declaration
shall have the force and effect of a final judgment or decree and shall be
reviewable as such. Further necessary or proper relief based on a
declaratory judgment or decree may be granted, after reasonable notice and
hearing, against any adverse party whose rights have been determined by
such judgment. (emphasis added). [3
PN.L.R. 364] [3] Further, I agree with the
plaintiffs that the law as it stands makes a second law suit unnecessary
in the event that they are successful, and that where the defendant in a
case refuses to abide by the Court's ruling the plaintiffs will have the
right to seek mandatory relief based on the declaratory judgment after
reasonable notice and hearing. In my opinion, therefore, this Court may
grant a declaratory judgment in this case, a case of actual controversy,
declaring the legal and other relations of the plaintiffs whether or not
further relief is or could be sought by the plaintiffs. (2) The Doctrine of
Separation of Powers
[4] I have already noted that
the defendant does not want this Court to grant the relief of declaratory
judgment sought by the plaintiffs in this action because, he alleges, by
granting that relief the Court would be drawn into a possible
confrontation with the Legislative Branch of the Pohnpei Government. I
cannot let it go without comment that the position taken by the defendant
is rather unfortunate, threatening and intimidating as it appears, and
portends to grave danger for the proper functioning of the three branches
of government as envisioned by the framers of our [3
PN.L.R. 365] Pohnpei Constitution. If the
defendant's submissions were meant to deter this Court from entertaining
actions of this nature, I must say, without reservations, that this Court
cannot shirk, and cannot be influenced by any means be they threats or
promises to abandon, its constitutional duty to exercise according to law
the judicial power vested in it by Article
10, Section 1, of the Pohnpei Constitution. [5-7] It has long been
established that under the theory of separation of powers of government,
legislative, executive and judicial powers of each branch must be
preserved to it. Wilson v. School Dist., 113
ALR 1401. It is one of the fundamental principles of government thatthe
legislative and judicial powers shall be separate. People ex rel. Leaf v. Orvis, 132 ALR 1382. The
separation of the legislative, executive and judicial powers, the
independence of one from the other, and the requirement that one
department shall not exercise or encroach upon the powers of the others is
fundamental in our (U.S. Federal and State) government, State of West
Virginia v. Huber 168 ALR 808, People of
Kapingamarangi v. Pohnpei State Legislature, PCA 188-85 (Poh. Tr. Div.
2/4/85). [8] Under the constitutional
division of government powers, the [3
PN.L.R. 366] executive cannot exercise
judicial or legislative power, the judiciary cannot be clothed with
executive or legislative power, and the legislature cannot exercise the
functions of the executive or judicial department. Langever v. Miller, 96 ALR 836, and officers of
any branch of the government may not usurp or exercise the powers of
either of the others. State ex rel DuFresne v. Leslie, 50 P. 2d 959. [9]
"Indeed the doctrine of separation of powers and the independence of each
branch to carry out its constitutional functions carries with it a
responsibility of each branch to cooperate with the other branches to
accomplish the purpose of each constitutional provision; and each branch
in exercising its prerogatives and authority, must have regard for the
prerogatives and authority of the others. For any one of the three equal
and co-ordinate branches of government to police or supervise the
operations of the others strikes at the very heart and core of the entire
structure. [10-11] "The completeness of the
separation of the three departments and their mutual independence does not
extend to the point that those in authority in one department can ignore
and treat the acts of those in authority in another department, done
pursuant to [3
PN.L.R. 367] the authority vested in them, as
nugatory and not binding on every department of the State government,
since each department is to a limited extent affected by the action of the
other departments. Such limited control overthe other departments is
illustrated by the power of the legislative department to enact laws by
which both the other departments are controlled and bound. The chief
executive has a qualified veto power upon legislative action, and has the
right to convene the legislature when he chooses. He may also practically
annul the judgments of the judiciary in certain cases, by the.exercise of
the pardoning power." (16 Am Jur2d- Constitutional Law, Section
298) [2-14] The true meaning of
the doctrine of separation of powers seems to be that the whole power of
one department should not be exercised by the same hands which possess the
whole power of either of the departments, and that no one department ought
to possess directly or indirectly an overriding influence over the others.
And it has been held that this doctrine should be
applied only to the powers which because of their nature are assigned by
the constitution itself to one of the departments exclusively. Hence,
it doe$ not necessarily follow that an entire and complete
separa- [3
PN.L.R. 368] tion is either desirable or was
intended, for such a complete separation would be impracticable if not
impossible, there may be - and frequently are - areas in which executive,
legislative, and judicial powers blend or overlap; and many officers whose
duties cannot be exclusively placed under any one of these heads.
(emphasis added) [95-16] "[T]he modern view of
separation of powers rejects the metaphysical abstractions and reverts
instead to a more pragmatic, flexible, and functional approach1, giving recognition to the fact that
there may be a certain degree of blending or admixture of the three powers
of government.2 Moreover, the doctrine of separation of
powers has never been strictly or rigidly applied, and indeed could not
be, to all the ramifications of state or national government;3 government would prove abortive if it
were attempted to follow the policy of separation to the letter. (16 Am
Jur 2d, Constitutional Law, Section 299) [17-19] Thus in the United
States from which we derive the notion of separation of powers of
government, in all of the State constitu- [3
PN.L.R. 369] tions, though the legislative,
judicial and executive functions are vested in different departments, one
department may perform acts which, in substance, are of the character of
another, yet this may be done only when coupled with its own paramount
power and in use of some discretion essential to its existence. Watkins v. Lessee of Holman, 41 U.S. 25, 10 L. Ed
873. This is what has led to what has been referred to as "the blending of
powers of government". In other words, the line of demarcation between the
various departments of government is not distinct and cannot be clearly
and distinctly drawn. Nor can the various departments of government
operate entirely distinct from and without connection or dependence upon
each other. There are certain powers of government which undoubtedly
belong to certain of the departments provided by the constitution, such as
the right to grant pardons or veto the act of the Legislature, which
belongs to the executive department; the right to make laws, which belongs
to the legislative; and the right to construe laws and adjust
controversies between citizens, which belongs to the judicial department.
There are many other powers which may properly be assigned to one or the
other of two departments. People v. Kelly 80
ALR 890. [3
PN.L.R. 370] [20-21] It follows from this
principle of separation of powers of government that this Court cannot
encroach upon the legislative functions of the Legislature. See Federal Radio Commission v. Nelson Brothers Bond
Mortgage Co. 289 U.S. 266, 275, Greenwood
Cemetery Land Co., v. Routt 28 P 1125, Fergus
v. Marks 46 ALR 960. Nor can this Court hazard any ruling upon
questions which are exclusively or predominantly political in nature
rather than judicial, whether or not they relate to the internal or
external affairs of the Legislature. Joint
Anti-Fascist Refugee Committee v. McGrath 341 U. S.123. Neither can
this Court control an action of the Legislature with respect to duties
involving the exercise of discretion. State ex rel. Whitehead v. Gage 377
P 2d 299. [2-23] Notwithstanding these
limitations on the functions of the Court it is generally considered a
judicial function not interfering with the prerogative of the legislature
to determine whether a statute enacted by the legislature is
constitutionally valid, in other words to engage in what is usually
referred to as judicial review of legislation. In deciding the
constitutionality of legislation, the courts are discharging their
habitual function of determining the appli- [3
PN.L.R. 371] cable law and do not invade the
legislative field or usurp a nonjudicial function. In Re Petition of Idaho State Federation of Labor
272 P 2d 707; see also Bowe v. Secretary of
Commonwealth of Massachusetts 167 ALR 1447. [24] This Court will not hazard
to do what it is constrained by the doctrine of separation of powers from
doing. However, the doctrine of separation of powers does not provide a
shield protecting the legislative branch and its officers from judicial
process where the duties to be performed are of a mere ministerial
character. State ex re/. Donnell v. Osburn 136
ALR 667. [25] Accordingly the courts
frequently enforce by mandamus ministerial duties not involving the
exercise of discretion which rest on legislative officers, including
presiding officers. See Annotation: 136 ALR 667. I do not think this Court
should be an exception in following this principle. In my view, therefore,
the hearing and determination of this case does not violate the doctrine
of separation of powers of government and does not bring the judicial
branch of the Pohnpei State Government into any conflict with the
legislative branch as contended by the defendant. It should be noted
that [3
PN.L.R. 372] this action is not one against
the Legislature requiring that body to discharge any legislative
functions. It is against the Speaker, an officer of the Legislature, to
perform a duty. The plaintiffs have standing before the Court but whether
or not they are entitled to the relief they seek is an entirely separate
question to be determined. (3) The Legislature Manual of
Administration
Before
addressing the arguments of the parties in this connection I think it is
important to find out what the Legislature Manual of Administration is and
the purpose it serves.
District Law No. 4L-39-76, Section 1-5, which
establishes the Legislature Manual of Administration provides that it
shall incorporate all provisions for the administration and management of
the Legislature staff. The Manual shall be adopted by Resolution and it
shall provide the means for disseminating in an orderly fashion,
instructions from the Legislature relative to the management and
administration of such staff, its organization, delegations of authority,
policies and certain procedures and general and continuous application
affecting the day-to-day administrative operations of the
staff. [3
PN.L.R. 373] As to what shall be included in
the Manual, Section 1-5 (B)(2) of the statute provides: "All laws, resolutions, Rules of Procedure and other
directives of the Legislature pertaining to the management and
administration of the Legislature staff shall be incorporated into the
Manual. The members of the staff shall submit to the Speaker of the
Legislature, their recommendations relating to the organization,
delegation of authority, or changes in basic policy in the Manual. The
Speaker shall review and present such recommendations to the Legislature
for their adoption and incorporation in the Manual; PROVIDED, HOWEVER,
that if the Legislature is not in session, the Speaker shall submit such
approved recommendations to the Judiciary and Governmental Relations
Committee which shall have the power to approve such recommendations for
incorporation in the Manual, subject to appeal to the Legislature by any
Legislator." The
parties in this case are agreed that the Legislature's Manual of
Administration does not authorize the pay raises the plaintiffs are
seeking but they disagree as to the legal status of the Manual. The
defendant argues that the Manual is established by statute and adopted by
resolution directly underthe authority of the Pohnpei Constitution and
Rules of Order, and is not a regulation, [3
PN.L.R. 374] and has the full force and
effect of statutory law, but the plaintiffs assert thatthough D.L.
4L-39-76 provides forthe Manual it does not adopt the contents and that
the fact that D.L. 4L-39-76 authorized the Manual does not and cannot give
its contents the status of a statute. The plaintiffs also contend, and I
think rightly so, that the constitutionally accepted procedure for
adopting statutes is set out in Article 8, Sections 12 through 14 ofthe
Pohnpei Constitution, and that the Manual was not adopted according to
that procedure therefore it cannot have the force and effect of a
statute. [27] I need not elaborate on the
statute-making procedure under the Pohnpei
Constitution but suffice it to say that a statute begins as a bill
which shall pass two readings on separate days to become law. The second
reading requires the affirmative vote of a majority of the members of the
Legislature without regard to vacancies. (Section 12) Every bill that has
passed the Legislature shall be certified by the presiding officer and the
Clerk and presented to the Governor for his approval or otherwise.
(Section 13) [28-29] The evidence clearly
shows that the Legislature's Manual of Administration did not go through
the constitutional procedure [3
PN.L.R. 375] for the enactment of statutes
for its adoption. Indeed it was adopted only by a resolution of the
Legislature. Assuming then that the contents of the Manual are drawn only
from sources other than statutory sources, the Manual cannot have the same
status as a statute passed in accordance with the mandates of the
Constitution. In my opinion in the event the Manual's contents are
nonstatutory, that it to say not derived from statute, then the Manual
will be in the nature of administrative regulations having been made
pursuant to an enabling statute and adopted by resolution of the
Legislature. The Legislature resolution does not clothe the Manual with
status of a statute as resolutions are not the constitutional mode by
which statutes are enacted. [30-31] It is significant in
this regard to observe that the Manual's contents pursuant to Section 1-5
(B) (2) of D.L. 4L-39-76 may include laws,
resolutions, Rules of Procedure and other directives of the
Legislature pertaining to the management and administration of the
Legislature staff. Thus a unique situation is created whereby some of its
provisions may be categorized as statutory whereas others may not be so
categorized. This admixture of [3
PN.L.R. 376] statutory with non-statutory
provisions in the Manual does not give the entire Manual the status of a
statute. For the non-statutory provisions to have the force and effect of
statute, statute must not only authorize their making but also give those
provisions that effect as is usual with administrative regulations.
Nothing in D.L. 4L-39-76 shows that the Manual shall have the force and
effect of law. It follows, therefore, that save in the case of its
statutory provisions and any Rules of Procedure contained therein which
have been made to have the force and effect of statute by law, the
contents of the Legislature's Manual of Administration do not have the
status of a statute. Another way of putting it is that it is the statutes
or rules having such force in themselves that have the force and effect of
law and not those provisions as incorporated in the Manual which has no
such status because the statute which authorizes the Manual does not give
the Manual such force. (4) Construction of the
Comprehensive Budget Act of 1986, S.L. 1L-74-86, whether the Legislature's
intent was to grant pay raises to the plaintiffs.
The
parties to this case have taken diametrically opposite positions as to the
Legislature's intent in enacting the Comprehen- [3
PN.L.R. 377] sive Budget Act of 1986, S.L.
1L-74-86. Whilst the plaintiffs claim that the Legislature's intent to be
discovered from the Finance Committee Report relating to the Bill which
was passed as S.L. 1L-74-86, was to grant pay raises to the plaintiffs
when the Act appropriated the precise amount of funds needed by the
Legislative Counsel Division of the Office of the Legislature to put into
effect the pay raises, the defendant on the other hand denies this. This
Court is therefore called upon to interpret the relevant provisions of the
Act as to its true meaning. The
words used in making the appropriations for the Division are as
follows:
"Section 1-7. Division of Legislative Counsel of the
Office of the Legislature:
(1)
Not more than 11 personnel
$ 126,800
(2)
All other accounts
48,750" [32-34] A statute is open to
construction only where the language used therein requires interpretation
or may reasonably be considered ambiguous. Thus where no ambiguity
appears, it has been presumed conclusively that the clear and explicit
terms of a statute [3
PN.L.R. 378] express the legislative
intention. U.S. v. American Trucking Associations
Inc. et al 310 U. S. 534, Lane v. Department of Labor & Industries
151.P2d 440. A plain and unambiguous statute is to be applied, and not
interpreted, since such statute speaks for itself, and any attempt to make
it clearer is a vain labor and tends only to obscurity. Helvering v. N.Y. Trust Co. 292 U.S.
455 [35-36] The instrument by which
the Legislature speaks its will is the statute itself, accordingly in the
construction of statutes it is the legislative intent manifested in the
statute that is of importance and such intent must primarily be determined
from the language of the statute. The court may not speculate as to the
probable intent of the legislature apart from the words. For that reason
it has been declared that a statute is to be taken, construed and applied
in the form enacted. McClain v. Commr of Internal
Revenue 311 U.S. 527. [37-38] How then does ambiguity
occur in a statute? A statute is ambiguous where the language used is
doubtful, has double meaning, is indistinct or uncertain in meaning. Roe v. Hoppes 408 P 2d 161. Uncertainty as to the
meaning of a statute may arise from [3
PN.L.R. 379] the fact that giving a literal
interpretation to the words would lead to such unreasonable, unjust,
impracticable, or absurd consequences as to compel a conviction that they
could not have been intended by the legislature. State by State Highway Com. v. Rawson 312 P 2d
849. [34-41] In finding the
legislative intent it has been said that the safest starting point is
certainly the statute itself. But it is by no means the safest stopping
point. Before the true meaning of the statute can be determined
consideration must be given to the problem in society to which the
legislature addressed itself, prior legislative consideration of the
problem, the legislative history of the statute under litigation, and the
operation and administration of the statute prior to litigation. Sutherland Statutory Construction Section 4505.
Statutory interpretation is a fact issue, therefore where available, the
courts should never exclude relevant evidence on that issue of fact. (See
Sutherland, Section 4502
(Supra)). [42-44] Thus the legislative
intent can be discovered only by factual inquiry into the history of the
enactment of the statute, the [3
PN.L.R. 380] background circumstances which
brought the problem before the legislature, the legislative committee
reports, the statements of the committee chairman and the course of the
enactment. An honestly conducted inquiry into these considerations will,
more often than not, disclose the purpose and intent of the legislature
and will clarify the position whether or not the statute is applicable to
the question in litigation. Sutherland,
Section 4506 (Supra). The words of a particular provision of a statute are
to be interpreted in the light of the statute as a whole and the courts
may not by construction insert or supply a case omitted, or contingency
for which no provision is made, thereby giving force and effect to the
language of a statute when applied to a subject about which nothing
whatever is said and to all appearances was not in the minds of the
legislature at the time of the enactment of the statute. Bartron v. Codington County 140 ALR 550. The duty
of the court is to apply the law objectively as found and notto revise it
by insertions or omissions in its provisions. I now
look at the Comprehensive Budget Act of 1986, S. L.1 L74-86. Section 1-1
tells us that the act may be cited as the "Pohnpei Comprehensive Budget
Act for Fiscal Year 1986" and may also be [3
PN.L.R. 381] referred to as the "General
Appropriations Act for Fiscal Year 1986." The Act has no purpose section
but its long title apart from stating that it provides for the
comprehensive budget for the government of Pohnpei for the Fiscal Year
1986, also states that the Act appropriates monies therefor. It is in
pursuance of this that the sums referred to earlier, namely $126,800 for
not more than 11 personnel and $48,750 for all other accounts, were
appropriated. [45-46] Looking at the statute in issue as it is, it may
seem as if the words construed literally, are plain in meaning and devoid
of ambiguity in that they appropriate sums of mbney for specified
purposes. But I should not let that becloud my view in my search for a
fair and true import and purpose of its provisions. It is clear from
section 1-1 of the statute that the appropriations made are general
appropriations. In my opinion, therefore, in order to know the true reason
and purpose of those appropriations one needs to go beyond the general
provisions of the statute in one's search. General appropriation statutes
are not passed in vacuum. The Legislature's vigilance on the budgetary
resources of a state requires that such statutes are enacted only after
careful consid- [3
PN.L.R. 382] eration of the budgetary
proposals and the appropriate committee reports thereon. Accordingly, I
hold that the true legislative intent on budgetary general appropriations
cannot be determined without regard to the background circumstances
relating to the budget and the committee reports thereon. Use may be made
by the courts of aids to the construction of the meaning of words used in
a statute even where, on superficial examination, the meaning of the words
seems clear U.S. v. American Trucking
Association 310 U.S. 534. Thus to arrive at the true meaning and
purpose of Section 4-7 of S.L. 1L-74-86 reference may be made to Standing
Finance Committee Report No. 20 of April 5, 1986, with reference to the
bill for the act. Section 47 of that Report reflects the legislative
intent of the Pohnpei Legislature to wit: "The sum provided in the "Personnel account" also
reflects the enhanced salaries recommended for the Division for the
Assistant Legislative Counsel, Budget Officer, and legislative aides and a
new additional legislative aide. Your Committee recommends that the
requested Budget Officer be converted to another legislative aide
position. Your Committee sees some disparity in compensation of the
legislative aides [3
PN.L.R. 383] and recommends that each position title be given one
pay level while steps should reflect seniority of incumbents. Your
Committee recommends that the Assistant Legislative Counsel position be
placed on pay level 22 and the legislative aide position be placed on pay
level 19. To reflect the seniority of the incumbents of the positions,
your Committee recommends that ALC Biza and Legislative Aides Susaia,
Weital, and Damarlane be placed on steps 8, 6, 3, and 3 of their assigned
levels respectively. New aides should be placed on step 1 of their
assigned pay level. Your Committee recommends that these conversions not
be implemented until the beginning of fourth quarter of this fiscal
year." [47-48] The defendant argues
that this is only a recommendation which the Legislature did not enact
into a law. Before a law is enacted I believe in practice one of two
things may happen to a Committee Report thereon: either the House accepts
or rejects it. And its acceptance or rejection affects the law as enacted.
In the instant case no evidence is led to show that the Committee's
recommendations were rejected by the Legislature. I would therefore
presume thatthe Legislature accepted those recommendations. As to the
enactment of those recommendations into law I find that the Comprehensive
Budget Act of 1986, S.L. 1L-74-86, [3
PN.L.R. 384] is enacted in accordance with a
format that is regularly used in such enactments, i.e. without providing
much detail as to what the general appropriations are intended for. For
that reason the mere failure to include in legislative form the
recommendations of the Committee as adopted by the Legislature does not
deprive those recommendations of their effect in discovering the
Legislature's intent in enacting S.L. 1L-74-86. The plaintiffs are,
therefore, in consonance with S.L. 1L-74-86 as elaborated by Standing
Finance Committee Report No. 20 of April 5,1986, entitled to the pay
raises they seek. [49] Further, though this was
not raised by the parties, one other matter that needs to be addressed if
this Court is to do justice according to law is the method of inclusion of
provisions in the Legislature Manual of Administration. It is this that
section 1-5 (B) (2) of D.L. 4L-39-76 which
provides for the Manual requires that: "All Laws, Resolutions,
Rules of Procedure and other directives of the Legislature pertaining to the management and administration
of the Legislature staff shall be incorporated into the Manual. "(Emphasis
added) [50-51] Obviously the Laws
referred to here were laws in force [3
PN.L.R. 385] at the time of the compilation
of the Manual but I do not think it makes sense to limit the contents of
the Manual to such Laws, hence I hold that "Laws" includes all laws
pertaining to the management and administration of such staff that are
enacted from time to time. I am convinced in my mind that budgetary
statutes, including general appropriation statutes, pertain to the
management and administration of the governmental branches and departments
to which they relate. As such the provisions of S.L. 1L-74-86, the Pohnpei
Comprehensive Budget Act for the Fiscal Year 1986 (otherwise referred to
as the General Appropriations Act for the Fiscal Year 1986) as detailed in
Standing Finance Committee Report No. 20 of April 5,1986, shall in
accordance with D.L. 4L-3976, section 1-5 (b)(2) be incorporated in the
Legislature Manual of Administration. This is a mandatory requirement.
S.L. 1L-74-86 requires no compliance of this mandatory provision for its
force and effect. The Legislature Manual of Administration shall therefore
be read together with and as including S.L. 1L-74-76. On this basis too,
the plaintiffs are entitled to the pay raise they seek.
(5) Duty of Speaker
[52] The Legislature Manual of
Administration shows that the [3
PN.L.R. 386] Speaker, as Chief Executive of
the Legislature, has the ultimate responsibility for the management and
administration of the Legislature staff. It is his duty to implement
orcause to be implemented any law, resolution or directive pertaining to
the management and administration of the staff (including their
remuneration.) It follows naturally, therefore, that it is his duty to
implement or cause to be implemented the pay raises awarded to the
plaintiffs pursuant to the Comprehensive Budget Act of 1986, S.L.
1L-74-86, appropriation for the Legislative Counsel Division of the Office
of the Legislature as specifically detailed in the Standing Committee
Report No. 20 of April 5, 1986. This duty of the Speaker is merely
ministerial and does not call for the exercise of his judgment or
discretion. D. Judgment
Accordingly, it is ADJUDGED, ORDERED and DECREED
that:
1. the
Court has power to enter a declaratory judgment against the Speaker of the
Pohnpei Legislature;
2. the
Court is not precluded by the doctrine of separation of powers from
determining the consti- [3
PN.L.R. 387] tutionality of legislation or legislative
construction, nor does the doctrine provide a shield protecting the
legislative branch and its officers from judicial process where the
performance of their ministerial duties is in issue;
3. the Legislature Manual of Administration to the extent
to which its provisions are not statutory is in the nature of
administrative regulations with no force and effect of a
statute; 4. on
the proper construction of the Comprehensive Budget Act of 1986, S.L.
1L-74-86, the intent of the Legislature was to award pay raises to the
plaintiffs as expressed in Standing Finance Committee Report No. 20 of
April 5, 1986; and
5. the Speaker has a duty to implement the pay raises
awarded to the plaintiffs pursuant to the Comprehensive Budget Act of
1986, S.L. 1L-74-86, in accordance with Standing Finance Committee Report
No. 20 of April 5, 1986. Footnotes:
1. Nixon v. Administrator of
General Services, 408 F. Supp 321 (1976), affd.433 U.S. 425, 53 L Ed 2d
867, 97 S Ct 277. 2. Bailey v. State Board of
Public Affairs et al., 153 P. 2d 235. 3. Bryant v. Akron
Metropolitan Park District, 66 ALR 1460, 281 U.S. 74,74 L. Ed 710,
50 S.Ct 228 |
||